We’ve been rather busy over the last 12 months helping to develop, deploy and support a new digital platform called Cerberus for our client Insight-Regulatory! Cerberus is designed to help financial services companies manage the stringent governance requirements, senior management responsibilities and complex reporting processes associated with SMCR regulations – which for financial services companies, who manage thousands of financial […]
Regulatory fines are financial penalties imposed by government agencies on businesses and individuals for violating regulations. The amount of a fine can vary depending on the severity of the violation, the size of the business, and other factors. There are many different types of regulatory fines, but some of the most common include: Some fines
Maly are delighted to have secured Insight Regulatory as a new client. Insight are a boutique regulation and risk consultancy that help large financial institutions manage and control their regulatory and ethical obligations and responsibilities especially when dealing with trading and financial transactions ensuring they always remain compliant. Their Cerberus system allows companies to implement governance and oversight effectively,
